Be the topper - all notes

  Stock broker Arranges to buy and sell securities on behalf of clients. Acc. to SEBI (Stock Brokers and Sub Brokers) Regulations,1992 Stock Broker is  Member of stock exchange Requires to hold a certificate of registration from SEBI To whom SEBI will grant certificate of registration? Should hold the membership of any Stock Exchange Should abide by the rules and regulations Should obtain prior permission of SEBI in case of any change in status and  constitution. Should pay the amount of fees for registration. Should take adequate steps for redressal of grievances of investors. For more explanation you can watch this video  If it is an entity ? Should be eligible to be a member of stock exchange. Should have necessary infrastructure like office space Should have past experience. Should not be subjected to any disciplinary proceedings. NSE membership Anybody can become a member of NSE. The trading members of NSE have certain benefits Access to nationwide trading facility. He has the abi

Hello guys , These are the notes of chapter 1 of Financial Markets Management class 12  ( Capital Market Module) .  Guys I have also made detailed video lecture on YouTube of class 12 Financial Markets Management.  You can click on this Capital Market Module class 12  Market segment Two interdependent and inseparable segments: Primary market and secondary market.  Primary market  Provides an opportunity to the issuer of securities to raise resources to meet the requirements of investment.  In the form of equity or debt Public Issue : allotment of securities to 50 investors or more.  Private placement : issue of securities to a select group of persons not exceeding 49. Secondary market Where securities are traded after being offered to the public in primary market.  Comprises : equity, derivatives and debt market OTC (Over the counter) - informal  Exchange Traded market - formal Chapter -1 of class 12 FMM (Part -1) Key indicators of securities market Index Gives info. about the averag